One of the common irregularities noted by the Securities and Exchange Board of India during the inspection of a stock exchange was that it was dealing with unregistered subbrokers. Identify the related function of Securities and Exchange Board of India

Related MCQs

• Stock Exchange works as a mechanism for valuation of securities through the forces of demand and supply. Identify the related function of performed by the stock exchanges.
• Stock exchanges provide an opportunity to the investors to disinvest and invest. Identify the related function of the stock exchange.
• A person appointed by a stock broker to assist to him in the business of securities trading at trading floor of stock exchanges is
• ..................... is a process of admitting securities for trading on a recognised stock exchange.
• -------- is a permission to quote securities officially on the trading floor of stock exchange
• Stock exchange is known as __________ market for securities.
• Identify the correct sequence of steps to be followed in the trading procedure at Stock Exchange
• Which of the following is not a protective function of stock exchange?
• RBI issues currency noted under
• When purchases of securities are more than sales of securities, the market is called