..................... is a preferential independent broker who deals in securities on his own behalf.

Related MCQs

• A person appointed by a stock broker to assist to him in the business of securities trading at trading floor of stock exchanges is
• It acts like a bank and keeps securities in electronic form on behalf of the investor,
• When purchases of securities are more than sales of securities, the market is called
• When sales of securities are more than purchases of securities, the market is called
• One of the common irregularities noted by the Securities and Exchange Board of India during the inspection of a stock exchange was that it was dealing with unregistered subbrokers. Identify the related function of Securities and Exchange Board of India
• The mandatory detail that an investor has to provide to the broker at the time of opening a demat account is
• It is a legally enforceable document which is issued by a stock broker within 24 hours of the execution of a trade order.
• On this day, the exchange will deliver the share or make payment to the other broker,
• After the trade has been executed, the broker issues a Contract Note to the investor within
• ------------ market deals in unlisted securities