McqMate
These multiple-choice questions (MCQs) are designed to enhance your knowledge and understanding in the following areas: Union Public Service Commission (UPSC) .
| 151. |
ALBM (Automated Lending &Borrowing Mechanism) was introduced by |
| A. | NSDL |
| B. | SEBI |
| C. | NSCCL |
| D. | CDSL |
| Answer» C. NSCCL | |
| 152. |
under public issue of shares, reservation for permanent employees |
| A. | 10% |
| B. | 25% |
| C. | 15% |
| D. | 50% |
| Answer» A. 10% | |
| 153. |
The conditions to be satisfied by a public company for issuing Right shares are specified in --------------of Companies Act.1956 |
| A. | Sec.75 |
| B. | Sec.79 |
| C. | Sec.81 |
| D. | Sec.91 |
| Answer» C. Sec.81 | |
| 154. |
----------- is a method of cancellation of shares |
| A. | Book building |
| B. | Bonus issue |
| C. | Buy back |
| D. | Reissue |
| Answer» C. Buy back | |
| 155. |
Which of the following is / are method of Buy back of shares |
| A. | Tender offers |
| B. | Open offers |
| C. | Dutch Auction |
| D. | All the above |
| Answer» D. All the above | |
| 156. |
Over the Counter Exchange of India commenced operation in the year |
| A. | 1988 |
| B. | 1992 |
| C. | 1995 |
| D. | 1989 |
| Answer» B. 1992 | |
| 157. |
Members of the OTCEI are---------- only |
| A. | Individuals |
| B. | Corporates |
| C. | Financial institution |
| D. | Banks |
| Answer» B. Corporates | |
| 158. |
The whole sale market segment for NSE is meant for |
| A. | Corporate securities |
| B. | Govt.securities |
| C. | Securities of MNCs |
| D. | Securities of Financial Institutions |
| Answer» B. Govt.securities | |
| 159. |
As per SEBI guidelines, a new company which has not completed 12 months commercial productions has to issue shares at ------- |
| A. | Discount |
| B. | Premium |
| C. | Par |
| D. | any of the above |
| Answer» C. Par | |
| 160. |
National Stock Exchange (NSE) established in the year |
| A. | 1990 |
| B. | 1992 |
| C. | 1995 |
| D. | 1999 |
| Answer» B. 1992 | |
| 161. |
Method of trading in NSE is |
| A. | Floor based- Order driven |
| B. | Screen based- Code driven |
| C. | Screen based - Order driven |
| D. | Floor based - Quote driven |
| Answer» C. Screen based - Order driven | |
| 162. |
Method of trading in OTCEI is |
| A. | Floor based- Order driven |
| B. | Screen based- Code driven |
| C. | Screen based - Order driven |
| D. | Floor based - Quote driven |
| Answer» B. Screen based- Code driven | |
| 163. |
-------- are eligible to list in OTCEI |
| A. | Small companies |
| B. | Large companies |
| C. | Medium size companies |
| D. | Small and Medium size companies which are not listed in any other stock exchange |
| Answer» D. Small and Medium size companies which are not listed in any other stock exchange | |
| 164. |
Discount and Finance House of India (DFHI) mainly deals in |
| A. | Commercial bills |
| B. | Corporate securities |
| C. | Treasury bills |
| D. | Commercial papers |
| Answer» C. Treasury bills | |
| 165. |
-------- of shares is the first step in depository process |
| A. | Mutualisation |
| B. | Mobilisation |
| C. | Immobilisation |
| D. | Rematerialisation |
| Answer» C. Immobilisation | |
| 166. |
In depository system, --------- is a link between depository and the owner. |
| A. | Depository participant |
| B. | Register and Transfer Agent |
| C. | Issuer |
| D. | Custodian. |
| Answer» A. Depository participant | |
| 167. |
“A central location for keeping securities on deposit” is |
| A. | Stock exchange |
| B. | Investment bank |
| C. | Depository |
| D. | Merchant banks |
| Answer» C. Depository | |
| 168. |
The group of shares which are not permitted for short selling are |
| A. | A group |
| B. | B group |
| C. | T group |
| D. | None of these |
| Answer» C. T group | |
| 169. |
--------- group includes shares of companies which have failed to comply with listing requirements |
| A. | A group |
| B. | B group |
| C. | T group |
| D. | Z group |
| Answer» D. Z group | |
| 170. |
In listed scrips, --------- group includes small cap stocks. |
| A. | S group |
| B. | TS group |
| C. | T group |
| D. | Z group |
| Answer» A. S group | |
| 171. |
Shares of well established and financially sound compnies,with very little investment risk and good history of earnings is known as |
| A. | Alpha shares |
| B. | Blue chip shares |
| C. | Star stock |
| D. | Beta stock |
| Answer» B. Blue chip shares | |
| 172. |
In a stock exchange where the ownership, management and trading are concentrated in a single group, it is called |
| A. | Mutual exchange |
| B. | Recognised exchange |
| C. | Dominant exchange |
| D. | Un -recognised exchange |
| Answer» A. Mutual exchange | |
| 173. |
In India, currently method of calculation of stock indexes is |
| A. | Free float market capitalisation |
| B. | Full float market capitalisation |
| C. | Fixed float market capitalisation |
| D. | Minimum float market capitalisation |
| Answer» A. Free float market capitalisation | |
| 174. |
Fully automated screen based trading system in NSE is known as |
| A. | BOLT |
| B. | ALBM |
| C. | BLISS |
| D. | NEAT |
| Answer» D. NEAT | |
| 175. |
The Chief promoter of National Securities Depository Limited (NSDL) is |
| A. | NABARD |
| B. | BSE |
| C. | NSCCL |
| D. | NSE |
| Answer» D. NSE | |
| 176. |
The Chief promoter of Central Depository Services Limited CDSL) is |
| A. | NABARD |
| B. | BSE |
| C. | NSCCL |
| D. | NSE |
| Answer» B. BSE | |
| 177. |
The third largest stock exchange in the world is |
| A. | NSE |
| B. | BSE |
| C. | NASDAQ |
| D. | USE (United Stock Exchange) |
| Answer» A. NSE | |
| 178. |
In the index “CNX Nifty”, C stands for |
| A. | Central |
| B. | Credit |
| C. | CRISIL |
| D. | Cumulative |
| Answer» C. CRISIL | |
| 179. |
The dollar version of Index of BSE is |
| A. | Defty |
| B. | Dollex |
| C. | Both the above |
| D. | None |
| Answer» B. Dollex | |
| 180. |
In BSE, T+2 rolling settlement began in the year |
| A. | 2002 |
| B. | 2003 |
| C. | 2001 |
| D. | 1995 |
| Answer» A. 2002 | |
| 181. |
In settlement T+2, ‘T’ stands for |
| A. | Trade time |
| B. | Trade day |
| C. | Trade terms |
| D. | Time for settlement |
| Answer» B. Trade day | |
| 182. |
Which one of the following is an example of derivative? |
| A. | Warrants |
| B. | Baskets |
| C. | Swaptions |
| D. | All of these |
| Answer» D. All of these | |
| 183. |
The process in which illiquid assets are converted into marketable securities is known as |
| A. | Mutualisation |
| B. | Dematerialisation |
| C. | Rematerialisation |
| D. | Securitisation |
| Answer» D. Securitisation | |
| 184. |
Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest (SARFAESI) Act passed in the year |
| A. | 1992 |
| B. | 2002 |
| C. | 2005 |
| D. | 2000 |
| Answer» B. 2002 | |
| 185. |
In security market, “ASBA” stands for |
| A. | Application Supported by Blocked Amount |
| B. | Automated Security Borrowing Arrangement |
| C. | Active Securities Buying Agreement |
| D. | Automatic Security Buying Assistance |
| Answer» A. Application Supported by Blocked Amount | |
| 186. |
In financial circle, the name “Dalal Street” is used synonyms to......... |
| A. | BSE |
| B. | NASDAQ |
| C. | NSE |
| D. | OTCEI |
| Answer» A. BSE | |
| 187. |
The name “Wall Street” is used to synonyms to.......... |
| A. | Bombay Stock Exchange |
| B. | NASDAQ |
| C. | National Stock Exchange |
| D. | New York Stock Exchange |
| Answer» D. New York Stock Exchange | |
| 188. |
Credit rating indicates -------- of a company |
| A. | Financial status |
| B. | Overall efficiency |
| C. | Management efficiency |
| D. | All the above |
| Answer» A. Financial status | |
| 189. |
Credit rating is only a / an.............. |
| A. | Opinion |
| B. | Recommendation |
| C. | Suggestion |
| D. | Advice |
| Answer» A. Opinion | |
| 190. |
Which of the following is not a credit rating agency? |
| A. | CRISIL |
| B. | ICRA |
| C. | DCR India |
| D. | None of these |
| Answer» D. None of these | |
| 191. |
At present, how many Non-scheduled banks are functioning in India |
| A. | 2 |
| B. | 5 |
| C. | 1 |
| D. | 0 |
| Answer» D. 0 | |
| 192. |
Investment Information and Credit Rating Agency of India (IICRA) is a |
| A. | Private company |
| B. | Public company |
| C. | Govt. Company |
| D. | Statutory company |
| Answer» B. Public company | |
| 193. |
--------- variety of mutual fund is known as “Nest Eggs” |
| A. | Balanced Funds |
| B. | Fund of funds |
| C. | Money Market Mutual fund |
| D. | Growth oriented funds |
| Answer» B. Fund of funds | |
| 194. |
Generally mutual funds are of |
| A. | High risk |
| B. | Risk free |
| C. | Low risk |
| D. | Any of the above |
| Answer» C. Low risk | |
| 195. |
The corpus of funds and its duration is fixed in case of ------- fund |
| A. | Open ended |
| B. | Balanced |
| C. | Close ended |
| D. | Income fund |
| Answer» C. Close ended | |
| 196. |
The market performance of mutual fund can be judged on the basis of |
| A. | Net asset value or intrinsic value |
| B. | Capital appreciation |
| C. | Regular / stable income |
| D. | Any of these |
| Answer» D. Any of these | |
| 197. |
----------- is the regulator of mutual funds in India |
| A. | RBI |
| B. | IRDA |
| C. | SEBI |
| D. | Both SEBI and GOI |
| Answer» D. Both SEBI and GOI | |
| 198. |
------ is the venture capital assistance at the stage where the project started to fetch profit but not reached in its full efficiency |
| A. | Start up capital |
| B. | Mezzanine capital |
| C. | Bridge capital |
| D. | Seed capital |
| Answer» B. Mezzanine capital | |
| 199. |
In ----------leasing, the risk of obsolescence is assumed by the lessee |
| A. | Financial lease |
| B. | Operating lease |
| C. | Both the above |
| D. | None the above |
| Answer» A. Financial lease | |
| 200. |
----------- is a tripartite lease arrangement |
| A. | Financial lease |
| B. | Operating lease |
| C. | Leverage lease |
| D. | Sale and lease back |
| Answer» C. Leverage lease | |
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